Article ID: CBB637142000

Race and statistics in facial recognition: Producing types, physical attributes, and genealogies (2023)

unapi

Principal component analysis (PCA) is a common statistical procedure. In forensics, it is used in facial recognition technologies and composite sketching systems. PCA is especially helpful in contexts with high facial diversity, which is often translated as racial diversity. In these settings, researchers use PCA to define a ‘normal face’ and organize the rest of the available facial diversity based on their resemblance to or difference from that norm. In this way, the use of PCA introduces an ‘ontology of the normal’ in which expectations about how a normal face should look are corroborated by statistical calculations of normality. I argue that the use of PCA can lead to a statistical reification of racial stereotypes that informs recognition practices. I discuss current and historical cases in which PCA is used: one of face perception theorization (‘face space theory’) and two of technology development (the ‘eigenfaces’ facial recognition algorithm and the ‘EvoFIT’ composite sketching system). In each, PCA aligns facial normality with racial expectations, and instrumentalizes race in specific ways: as a type, physical attribute, or genealogy. This analysis of PCA does two things. First, it opens the black box of facial recognition to uncover how stereotypes and intuitions about normality become part of theories and technologies of facial recognition. Second, it explains why racial categorizations remain central in contemporary identification technologies and other forensic practices.

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Authors & Contributors
Wade, Peter
Ernesto Schwartz-Marín
Anderson, Warwick H.
Benson, Etienne Samuel
Ellenbogen, Josh
García-Deister, Vivette
Journals
Social Studies of Science
Science as Culture
Studies in History and Philosophy of Science Part C: Studies in History and Philosophy of Biological and Biomedical Sciences
Technology and Culture
American Quarterly
History and Philosophy of the Life Sciences
Publishers
CRC Press
University of Virginia Press
Concepts
Race
Forensic sciences
Statistical methods
Identification
Methodology
Data analysis
People
Bateson, William
Bertillon, Alphonse
Pearson, Karl
Trotter, Mildred
Wells, Ida B.
Time Periods
21st century
20th century
19th century
20th century, late
20th century, early
Places
France
Colombia
Brazil
Great Britain
Mexico
California (U.S.)
Institutions
Washington University (St. Louis, Missouri)
Washington University in St. Louis
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